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Truth Journal
A HOMILY ON A SIMILE: ARTIFICIAL INTELLIGENCE AND
THE HUMAN MIND
Daniel N. Robinson
Georgetown University
The Editor and Directors of TRUTH deserve thanks for recording
the spirited dialogue staged at Yale under the rubric, "Artificial
Intelligence and the Human Mind". Celebrated figures from the domains of
science, philosophy and engineering have attempted to set limits or to
erase the alleged limits on the extent to which human mental prowess
might be simulated or duplicated artificially. In this the contributors
have joined that Long Debate on the nature of human nature and, in light
of the burden, are not to be faulted if they have advanced the debate
only negligibly. In these few introductory remarks, however, I will pay
less attention to their specific contributions than to the need for a
coherent framework within which to evaluate essays and commentaries of
the sort appearing in these pages. The assignment I have accepted
creates a primary duty to the reader, and only the duty of fairness to
the contributors.
Perhaps it is best to begin by considering the otherwise eccentric claim
that human mentation, or an indistinguishably good simulation of it can
be achieved by entirely physical means; in this case, by means of
current or readily conceivable computational devices and associated
programs. The arguments adduced in support of this claim are various,
are grounded in quite different assumptions and are not easily merged. I
dare to confine the welter of them to the following genres:
- Ontological Monism: How many kinds of "stuff"
occupy the universe? At least since the time of Democritus and the
ancient school of Greek Atomism, arguments have been advanced to the
effect that only one kind of entity exists, and that kind is a physical
kind. On this assumption, all seemingly non-physical aspects of reality
are ascribable to superstition or ignorance. Today's ontological monist
is likely to insist that, although this was merely a metaphysical thesis
in the past, it is now a requirement of science, thanks to the
Conservation Laws and to Thermodynamics.
- Nomological Monism: Quite apart from the question
of how many kinds of "stuff" abound in the cosmos, only one set of laws
regulates natural phenomena, including that part of nature called mental
life. Thus, even if our mental life is granted ontological standing, it
is to be understood as no more than and no different from the "life" of
any complex information-processing system. Accordingly, the realm of the
mental does not bring about the need for a non-scientific language or a
shrugging concession to the mind's anarchy. Rather, it requires some
number of bridging laws, not unlike those that are needed to explain how
a file is compiled in a computer.
- Turing's Test and Leibuitz's Law: There is no
basis on which to rest the claim that two realms are different if, in
fact, the events occurring in what is alleged to be one of the realms
are indistinguishable from those occurring in what is alleged to be the
other and different realm. In what may be taken to be a species of
Leibnitz's Law of the Identity of Indiscernibles, A. M. Turing proposed
his now famous test: Problem-solving behavior (and, by extension, any
public manifestation of internal processes) productive of
indistinguishable outcomes betokens the functional identity of those
systems that produce it. Thus, a physical system so programmed as to
yield rulings practically identical to those reached by experienced
jurists is "just", or may be said to have "the concept of justice" in
the only sense that makes any sense when applied to persons.
- Epiphenomenalism (Updated): Granting that there
really are mental events, it is now clear to a moral certainty that
these events are causally brought about by occurrences in the body and
specifically in the central nervous system. How the cause produces the
effect remains the quaetio vexata, but that it does has been
demonstrated with monotonous repetition in the laboratory and in the
neurology clinic. But occurrences in the brain are physical
(electrochemical) occurrences, and they arise within a known anatomical
context. The task of duplicating the anatomy is daunting -- though
probably unnecessary -- but not logically or metaphysically proscribed.
In principle, then, an entirely physical system might be constructed to
simulate and even duplicate the pattern of occurrences taking place
within the brain. If this pattern can be said to produce psychological
'epiphenomena' in the latter context, there is no reason to deny the
possibility in the former context.
There may be additional arguments favoring the overall AI-thesis, but
these four seem to be at the bottom of the influential writings in this
field and are clearly central to all of the 'pro-AI' essays in the
present volume. There are, of course, any number of uselessly ad
hominem flourishes that some AI-enthusiasts add to these basic
arguments; e.g., that their opponents are infecting science with
religion, or are defenders of a bygone age or are "greedy" to be more
than machines or to live beyond the demise of their bodies. This sort of
talk comes under the heading not of argument but of impertinence and
warrants less a comment than a scolding. Science can survive its
mistakes, but not its ideologues.
Ideology, of course, is a two-way street, at least in free societies,
and the AI-enthusiasts are not alone therefore in the epithet business.
The cause of Mind is not aided by dismissing skeptics as "Godless
materialists" or as mere machines themselves. There is, alas, all the
difference between what I have called "The Long Debate" -- which is
nothing less than the history of ideas itself -- and that counterfeit
version that plays to the gallery. Far too much of this now occupies us.
Until the general readership displays its impatience, specialists in
science and technology are likely to persist. The habits here are not, I
think, endemic to the 'personalities' of scientists and technologists,
but to the perspectives of those who are not really at home in the
venerable, subtle and pluralistic world of deep reflection. Persons
drawn from and steeped in the hard discipline of scientific and
technical work expect real problems to have real answers. There is an
impatience with ambiguity and a suspicion that dark and personal motives
are behind it. Whence the name-calling. But I digress. Let me turn to
the four main arguments favoring the strong AI-Thesis, the thesis to the
effect that human mentation may be or has already been duplicated by
machinery.
Although it is common for defenders of ontological monism to insist that
every species of 'mentalism' is either defeated by or is incompatible
with the principles of thermodynamics or the conservation laws, such
arguments are at once wrong and question-begging. They are
question-begging because they take for granted the ultimate authority of
Physics in settling ontological questions and thus assume the truth of
the very proposition being contested. It is, after all, the final
dispository powers of physical science and physical phenomena that is
denied by mentalists (dualists, idealists, et al.), and it is scarcely
helpful to reject their assertions on the grounds that they thereby
violate the laws of Physics!
But the gambit fails for still another reason. As it happens, correct
formulations of the laws in question do not rule out garden-variety
dualisms. Dualists take the position that mental events influence the
activity of the brain. Being mental, these events are external to the
brain -- which is a physical system -- and thus qualify as external
forces in the sense required by the laws of conservation. The general
form of these same laws does not specify just what type of force must be
considered in relation to changes in, for example, the linear momentum
of the system. Similarly, the First Law of Thermodynamics asserts only
that any change in the total energy of a system (delta U),
added to the work (L) done by the system during this interval, exactly
equals the heat (Q) delivered to the system during this same interval.
If the law is expressed as, Delta U = Q - L, it is clear that the work
(L) is not limited by the law as to its source. Might it be mental work?
Why not? To the extent, then, that ontological monism seeks its
vindication in modern Physics, its claims are without merit. Monistic
materialism may be appealing to some on aesthetic grounds or even on
metaphysical grounds, but it cannot be said to be required by the laws
of science.
Nomological monism fares no better. The extent to which psychological
processes and events are lawful is an empirical question not to be
settled deductively by appeals to doubtful or question-begging
premisses. Basic perceptual processes have long been tamed
nomologically; consider only the reciprocity laws of energy-integration
in vision or the psychophysical laws of sensory magnitudes. But the
subject of Psychology is vast, and most of it continues to resist
attempts at nomological reduction. Significant human events typically
arise from complex patterns of motivation, rational planning,
interpersonal influence and potent if uncertain contextual influences.
Attempts to explain such events require examinations of the reasons
behind the actions, not the causes operating on physical bodies. There
are good reasons for believing that reasons are not just causes by
another name. This, too, is a vast and vexing issue. I note here only
that claims to the effect that scientific laws cover such events are
hopeful and glib.
Turing's test is grounded in assumptions that either beg the mind/ brain
question or are entirely and defectively divorced from it. The question,
"Does Smith have a mind?", calls for qualitatively different evidence
depending on whether Smith or anyone other than Smith must reach a just
verdict. Turing's test is at most a test of the evidence others might
bring to bear on the question, but it has nothing to do with Smith's own
position. If it is true, then it is only trivially true that a device
whose performance is indistinguishable from a person's could not be
distinguished from a person, at least on the task in question. Indeed,
we have the hint of a tautologous truth in such examples. At still
another level of analysis, Turing's test seems to record the truism, if
only in other words, that a person's acquaintance with his own mental
life is direct, but with the mental life of others by inference. In this
regard, we apply Turing's test (at least implicitly) whenever we judge
the verbal, cognitive or moral "outputs" of others as proceeding from
the inaccessible reaches of their minds. But we do not analogize in the
dark. Each person is directly aware of his own reasons and motives, and
thus knows what he is imputing to others whose actions are similar to
what his own are in similar circumstances. Note that such attributions
are possible not because of something in the behavior of others, but
because of the witness's direct and incorrigible knowledge of his own
thoughts. Thus, it would only make sense to ascribe reasons and motives
to an entity on the plausible assumption that the entity in question is
sufficiently like us to warrant the ascription. It is not the
performance of the entity -- which, we know, could come out of a robot
-- but the (perhaps misjudged) nature of the entity that supports such
attributions. Smith is observed holding his cheek and claiming to be in
pain. Robot-Smith is observed doing the same and claiming the same.
Jones, the designer of Robot-Smith, has established the precise
conditions under which Robot-Smith performs these actions. Jones,
therefore, can determine whether Robot-Smith is functioning properly
when it does perform these actions. Jones can decide, for example, that
the programmed conditions do not obtain and that the robot is providing
false information regarding its internal states. But the case of Smith
is entirely different, for there is no one who can claim more valid
information regarding Smith's toothache than can Smith himself.
To criticize this line of analysis on the grounds that it settles the
matter by appeals to "private" or "introspective" evidence otherwise
unavailable to others -- on the grounds, then, that it is "unscientific"
-- fails as criticism. To require only public or "scientific" evidence
in such instances is, alas, to beg the question and to decide in favor
of Turing's test as the ultimate test of the strong AI-thesis. It is
also to depreciate the nature of introspective evidence. Such evidence
is not "private" in the sense of being secretive or chimerical, but in
the sense of being privately owned. Everyone has his or her own
sensations, ideas, motives. My toothache is mine in this respect, but
not in that there cannot be other toothaches. Each percipient has the
last word on what he or she is now perceiving, and no one can claim that
another is not having such sensations. But Jones can claim that
Robot-Smith is misreporting, is broken, etc. To argue otherwise is to
give the robot an epistemologically authoritative standing in relation
to its claims and this is not explicable in terms of its design and its
principles of operation. But to deny such standing to Smith is absurd;
and to deny it on the grounds of Smith's physical design and physical
principles of operation is to beg the very question at issue.
Epiphenomenalism has had a spotty metaphysical past and survives now as
a grudging dualism, no less dualistic for all of that. How anything
genuinely mental might be "immanent" in the physical, or arise out of
it, or somehow sit cloud-like above it, stands as a challenge to
imagination, if not a threat to reason. But it is not a threat to
mentalistic psychologies or to a dualistic ontology, for it grants
existential status to mental phenomena, even if causal powers are vested
in the brain. As I have already noted, at least a version of dualism is
compatible with thermodynamics, but it is less clear that
epiphenomenalism is. What would be required is physical work that yields
mental effects in such a way as not to violate the relationships
expressed by the First Law. It seems that epiphenomenalism calls for a
mental species of Q in a way that two-way dualistic interactionism might
not, even if the latter assumes a non-physical species of L. This is
consequential to epiphenomenalism because it makes its ultimate appeal
to the physical sciences, whereas mentalism does not. To confront a
dualist with the laws of Physics is question-begging. To do likewise to
the epiphenomenalist is not.
In any case, it remains unclear just how we are to respond to the claim
that the psychological side of our nature is causally determined by the
functions of the nervous system. This is not a radical materialism, for
it is not a monistic materialism. Rather, it is a kind of determinism,
the sort that John Stuart Mill might have dubbed, "Asiatic fatalism". If
we are to assume that everything about human psychology is determined by
the brain, then this will include our willingness to believe the thesis,
not to mention the willingness of others to advance it. Moreover, it
will leave in doubt the purpose behind those appeals to reason and to
scientific evidence made by those who defend the thesis and who would
prevail upon others to adopt this new and radical point of view. The
effort becomes all the more dubious when it must be further granted that
reason and evidence and science itself are also and only functions of
certain nervous systems, and can therefore claim no validity or
epistemological office higher than that enjoyed by any other function of
the nervous system or, for that matter, the digestive system!
Together, these comments on the foundations of the strong AI-thesis tend
toward the conclusion that we are not obliged scientifically or
philosophically to accept this thesis. There is no accepted canon of
science requiring a rejection of dualism, nor does a careful conceptual
analysis compel adherence to nomological monism, Turing's test or
epiphenomenalism. However, the suggestion lingers that there still might
be grounds on which to impute psychological attributes to computers,
even if no compelling reason exists for denying them to human beings.
Might it not be argued that computing devices have as much claim to an
"inner life" as does each individual person, thus deserving the same
presumptive inferences we make when we regard our fellows as having
minds?
It would seem that this question, too, rests on the same mistaken
assumptions that pervade strong versions of the AI-thesis and the entire
AI program, at least when the latter aspires to mimic or "create" the
psychological life of human beings. The mistaken assumptions are often
revealed innocently; e.g., in such expressions as "discovering the
symbols in the brain", or "deciphering the brain's codes for qualia".
What is assumed is that what we take to be the contents of consciousness
-- the thoughts, percepts, sensations, etc. -- are the result of some
sort of information-processing, initially neuroelectric but finally
(through the operation of a set of algorithms) "realistic". On this
account, the external world presents, say, a grove of oaks half
concealing young sheep in a distant meadow. The patterns of radiating
quanta strike the cornea, some of them getting to the retinal mosaic and
there triggering the decomposition of photopigments. Soon there arises a
complex stream of pulses in the fibers of the optic nerve; next, the
major centers of the visual pathways are activated and then, through the
operation of some sort of translational or algorithmic mechanism, a
scene occurs where once there were only pulses, pauses and graded
synaptic potentials.
This story, or kindred versions of it, can be found in nearly all of the
polemical treatises devoted to a defense of the AI perspective. Critical
appraisals have not been in short supply, some of them seeming to be
nearly if not totally fatal in their effects on the plausibility and
even possibility of this perspective being true. To wit:
- In John Searle's now famous "Chinese Room", the monolinguist
dutifully arranges cards bearing Chinese characters, his compilations
governed by various rules set down in English. The correct application
of the rules leads to meaningful statements in Chinese, of which the
compiler is totally ignorant. Thus does the computer yield meaningful
outputs for our benefit, but with no cognitive or conscious element
entering into the performance.
- Let us assume that the nervous system can have inputs only from
itself and from sensory systems feeding it. In both cases the
information supplied will be in a neuroelectric format. For any system
or mechanism in the brain to "translate" such information into, for
example, a scene -- or anything we perceive, sense or in any way
consciously apprehend -- this construction would have to be in the
system's own vocabulary. But, as noted, only neuroelectric terms are
entered in this vocabulary. Thus, the system itself is monolingual. This
is but a hi-tech way of repeating George Berkeley's old chestnut,
according to which "... an idea can only be like another idea".
- Godel's incompleteness theorem proves that in any formal system
possessing number theory there will be at least one formula that cannot
be proved by (Peano's) axioms for arithmetic. Computers are formal
systems and thus suffer this fate. We, however, do not, and we,
therefore, are formally distinguishable from all possible computers.
(See Professor Lucas's essay in the present volume).
The net effect of these formal arguments and many others derived from
them is that Artificial Intelligence is destined to remain artificial
because it must, and not merely because of technical limitations.
With this in the background, we can test the contributions to this
volume for the light and clarity they bring to bear on the broad
questions concerning artificial intelligence vis a vis the
human mind. The contributors are all well known and established in their
special disciplines and certainly do not need me to explain what they
have said in their essays and commentaries. Furthermore, as they have
spared each other little in their criticisms, I would not serve the
interests of the readers by summarizing the thrusts and parries or by
scoring them. I shall content myself to offer a few vagrant remarks on
those essays that really do seem to have something new to say and that
elicited what I would regard as insufficient replies; and still other
remarks on essays that strike me as perpetuating certain confusions.
In the recent writings of Professor Margenau and in the essay reprinted
here by my respected friend, Sir John Eccles, principles of modern
Physics have been imaginatively applied to the Mind/Brain problem. They
have raised the prospect of identifying the physical analogue of mental
spontaneity and freedom with the inherently probabilistic nature of
quantum fields. Sir John more specifically searches for these relations
at the level of synaptic function. Any number of implications can be
drawn from such hypotheses, but one that would seem to be both
inescapable and defective is that every mental production, when finally
analyzed in detail, must therefore bear the stamp of those quantum
probability functions amassed within the synaptic fields. Yet, perhaps
the most defining feature of human mentation is the capacity to arrive
at necessary and certain conclusions, such as those governed by formal
logic and by other deductive sciences. The Kantian "apodictic" cannot be
generated or analogized by probability functions. There would seem,
then, to be something of a modal mismatch between the microstructure of
indeterminacy and the logic of necessities.
Professors Lewis and Flew consider versions of the AI-thesis
philosophically, the former adopting something of a common sense
psychological realism. Both find usual versions of the thesis (such as
Professor Minsky's) uncompelling, though Anthony Flew worries that Hywel
Lewis's criticisms leave the door open to a species of
dread-Cartesianism. I should say that this ism does not fare well even
among those we might expect to be its friends. There is a strong
tendency in a number of the essays in this volume to treat this
venerable version of dualism as something merely historical, to be
dredged up only for the purpose of applauding our own progress and the
soundness of Ryle-type refutations.
Descartes was a subtle and often elusive thinker; the father of analytic
geometry, a master of optics, an expert in the physiological sciences of
his time. The corpus of his philosophical and scientific work fails
entirely to support characterizations commonly offered in secondary
sources, abridged anthologies or the exegeses provided by devout friends
and enemies of dualism. He did not, for example, subscribe to a theory
of "innate ideas" (of the type routinely attributed to him), and he went
so far as to deny the charge in print. He did not exclude psychological
functions from the causal influences of the body, nor did he defend the
one species of dualism that may be said to have been defeated by
Professor Ryle in The Concept of Mind. If his version of dualism is to
be fairly represented, one must begin with what Descartes would take to
be the ultimate mark of the mental. His clearest writing on this
specific point is to be found within the context of his own critique of
"artificial intelligence"; i.e., where Descartes seeks the basis on
which we might correctly distinguish between a human being and a nearly
perfect physical simulation of the same. This is all discussed in his
posthumously published Treatise of Man (1662) which offers the example
of a "machineman" having a body like a statue and equipped internally
with various hydraulic and mechanical devices for recording and acting
upon external stimuli. He concludes this part of the discussion thus:
"Wherefor it is not necessary...to conceive of
any vegetative or sensitive soul or any other principle of
movement and life than its blood and spirits, agitated
by...those fires that occur in inanimate
bodies''.[l]
What is exempted from this simulation is the capacity of abstract
rationality. The device might have all of the sensitive and locomotor
abilities of human beings, and even behave as if in response to internal
conditions kindred to our passions. But it would never engage creatively
in language, or traffic in mathematical abstractions or, for that
matter, attain the idea of God!
Without going into the details of Descartes's analyses of such
possibilities and limitations -analyses distributed across the full
range of his writings -- it is possible nonetheless to reconstruct his
arguments rather faithfully:
- Any device that is itself physical requires physical modes of
activation. Thus, only physical stimuli can be effective stimuli.
- The device's internal representations must also be physical and
must, therefore, be confined to what can be coded (without loss of
fidelity) physically.
- Abstract cogitations are about what is non-physical in principle;
e.g., universals, deductive certainties, axiomatic sciences, matters of
divinity and sublimity. Such entities are not physical and have no
physical analogues in nature. Thus they cannot enter the device and
cannot be physically implanted within it.
- That aspect of our own nature that is merely physical is similarly
constrained and, therefore, cannot account for our own abstract
rationality which must, instead, be understood as endemic to mind as
such, and must be immaterial.
None of this is at all demoniacal and so Professor Ryle's exorcism was
successful only because he eliminated all traces of a demon that was
never there in the first instance. I do not presume to speak for
Descartes, of course, but it is obvious from his writings that he would
find nothing remarkable in the predictions or promises contained in Hans
Moravec's essay in this volume, but would note that something has been
overlooked. All of the genuinely mental functions (the abstract rational
functions) Dr. Moravec's devices engage in are entirely supplied and are
only "rational" from the perspective of a rational being. This is fully
understood by John Beloff, fully misunderstood by Marvin Minsky and
fully unnoticed by the more ardent defenders of modest mentalism and
what might be called "hardware store" materialism. As noted earlier, an
authentic "Cartesian" mind is as aloof to quantum effects at the synapse
as to Vitamin B6. Such a mind knows the difference between what it
uncovers as it reflects on its own nature and what might be uncovered
among the toys in the attic, including the ones with tape-recorded
messages inside.
Before concluding, I should say something about reductionism which is
hinted at in most of the essays and discussed explicitly in some of
them. I have treated this at length elsewhere, most recently in my
Philosophy of Psychology (Columbia University Press, 1985), so
I shall not say too much here. It is important to recognize, however,
that most alleged "reductions", not to mention those promised by patrons
of the so-called brain sciences, do not achieve anything properly called
a reduction. To establish, for example, that every mental event is
reliably preceded by an event in the brain is to leave the size and the
population of the ontological domain exactly the same. The universe
still has the same two kinds of "stuff", and minds remain secure in
their (spaceless) locations. If, in fact, the relationship turned out to
be lawful, so that every mental event was functionally tied to specific
events in the brain, it might be permissible to speak of a nomological
reduction; i.e., the reduction of once very complex explanations to the
more economical language of science. In such a case, our explanations
would have fewer terms, but the mental events would be no less mental
for all of that. Similarly, were the strong AI-thesis somehow realized
in fact (ignoring for the nonce that it may be logically impossible),
nothing of a reductive nature would thereby be achieved vis a vis the
human mind. From the fact that something non-human does what I do, it
does not follow either (a) that I am any less human or (b) that it is
any more human or (c) that our respective achievements are explicable in
the same terms or arise from the same principles. To argue or even to
hint otherwise is to display a very great confusion. Moreover, the fact
that something non-human not only does what I do, but does so in the
same way and owing to precisely the same principles, also may fail to be
reductive. It may, instead, only increase the total number of entities
with a mental life that is inexplicable in physical terms.
This is all by now part of a very old argument. It has little of the
freshness that surrounded disputes between Descartes and Gassendi, or
even T. H. Huxley and his various interlocutors. One can say, with an
impatience that does not rule out respect, that our contemporary
teachers are beginning to repeat themselves far beyond the point
required by our imperfect understanding. There will, no doubt, be many
more conferences devoted to artificial intelligence and the human mind.
My wager, however, is that the proceedings will offer nothing of
consequence beyond what can be found in the essays in the present
volume, or beyond what had already been concluded by the better minds of
an earlier century.
Notes
- Rene Descartes, Treatise of Man, French text wth
translation and commentary by Thomas Steele Hall. Cambridge: Harvard
University Press, 1972.
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