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FEDERALIST No. 69: The Real Character of the Executive
Alexander Hamilton
From the New York Packet; Friday, March 14, 1788.
To the People of the State of New York:
I PROCEED now to trace the real characters of the proposed Executive,
as they are marked out in the plan of the convention. This will
serve to place in a strong light the unfairness of the representations
which have been made in regard to it.
The first thing which strikes our attention is, that the executive
authority, with few exceptions, is to be vested in a single magistrate.
This will scarcely, however, be considered as a point upon which
any comparison can be grounded; for if, in this particular, there
be a resemblance to the king of Great Britain, there is not less
a resemblance to the Grand Seignior, to the khan of Tartary, to
the Man of the Seven Mountains, or to the governor of New York.
That magistrate is to be elected for FOUR years; and is to be
re-eligible as often as the people of the United States shall
think him worthy of their confidence. In these circumstances there
is a total dissimilitude between HIM and a king of Great Britain,
who is an HEREDITARY monarch, possessing the crown as a patrimony
descendible to his heirs forever; but there is a close analogy
between HIM and a governor of New York, who is elected for THREE
years, and is re-eligible without limitation or intermission.
If we consider how much less time would be requisite for establishing
a dangerous influence in a single State, than for establishing
a like influence throughout the United States, we must conclude
that a duration of FOUR years for the Chief Magistrate of the
Union is a degree of permanency far less to be dreaded in that
office, than a duration of THREE years for a corresponding office
in a single State.
The President of the United States would be liable to be impeached,
tried, and, upon conviction of treason, bribery, or other high
crimes or misdemeanors, removed from office; and would afterwards
be liable to prosecution and punishment in the ordinary course
of law. The person of the king of Great Britain is sacred and
inviolable; there is no constitutional tribunal to which he is
amenable; no punishment to which he can be subjected without involving
the crisis of a national revolution. In this delicate and important
circumstance of personal responsibility, the President of Confederated
America would stand upon no better ground than a governor of New
York, and upon worse ground than the governors of Maryland and
Delaware.
The President of the United States is to have power to return
a bill, which shall have passed the two branches of the legislature,
for reconsideration; and the bill so returned is to become a law,
if, upon that reconsideration, it be approved by two thirds of
both houses. The king of Great Britain, on his part, has an absolute
negative upon the acts of the two houses of Parliament. The disuse
of that power for a considerable time past does not affect the
reality of its existence; and is to be ascribed wholly to the
crown's having found the means of substituting influence to authority,
or the art of gaining a majority in one or the other of the two
houses, to the necessity of exerting a prerogative which could
seldom be exerted without hazarding some degree of national agitation.
The qualified negative of the President differs widely from this
absolute negative of the British sovereign; and tallies exactly
with the revisionary authority of the council of revision of this
State, of which the governor is a constituent part. In this respect
the power of the President would exceed that of the governor of
New York, because the former would possess, singly, what the latter
shares with the chancellor and judges; but it would be precisely
the same with that of the governor of Massachusetts, whose constitution,
as to this article, seems to have been the original from which
the convention have copied.
The President is to be the ``commander-in-chief of the army and
navy of the United States, and of the militia of the several States,
when called into the actual service of the United States. He is
to have power to grant reprieves and pardons for offenses against
the United States, EXCEPT IN CASES OF IMPEACHMENT; to recommend
to the consideration of Congress such measures as he shall judge
necessary and expedient; to convene, on extraordinary occasions,
both houses of the legislature, or either of them, and, in case
of disagreement between them WITH RESPECT TO THE TIME OF ADJOURNMENT,
to adjourn them to such time as he shall think proper; to take
care that the laws be faithfully executed; and to commission all
officers of the United States.'' In most of these particulars,
the power of the President will resemble equally that of the king
of Great Britain and of the governor of New York. The most material
points of difference are these: First. The President will have
only the occasional command of such part of the militia of the
nation as by legislative provision may be called into the actual
service of the Union. The king of Great Britain and the governor
of New York have at all times the entire command of all the militia
within their several jurisdictions. In this article, therefore,
the power of the President would be inferior to that of either
the monarch or the governor. Secondly. The President is to be
commander-in-chief of the army and navy of the United States.
In this respect his authority would be nominally the same with
that of the king of Great Britain, but in substance much inferior
to it. It would amount to nothing more than the supreme command
and direction of the military and naval forces, as first General
and admiral of the Confederacy; while that of the British king
extends to the DECLARING of war and to the RAISING and REGULATING
of fleets and armies, all which, by the Constitution under consideration,
would appertain to the legislature.1 The governor of New
York, on the other hand, is by the constitution of the State vested
only with the command of its militia and navy. But the constitutions
of several of the States expressly declare their governors to
be commanders-in-chief, as well of the army as navy; and it may
well be a question, whether those of New Hampshire and Massachusetts,
in particular, do not, in this instance, confer larger powers
upon their respective governors, than could be claimed by a President
of the United States. Thirdly. The power of the President, in
respect to pardons, would extend to all cases, EXCEPT THOSE OF
IMPEACHMENT. The governor of New York may pardon in all cases,
even in those of impeachment, except for treason and murder. Is
not the power of the governor, in this article, on a calculation
of political consequences, greater than that of the President?
All conspiracies and plots against the government, which have
not been matured into actual treason, may be screened from punishment
of every kind, by the interposition of the prerogative of pardoning.
If a governor of New York, therefore, should be at the head of
any such conspiracy, until the design had been ripened into actual
hostility he could insure his accomplices and adherents an entire
impunity. A President of the Union, on the other hand, though
he may even pardon treason, when prosecuted in the ordinary course
of law, could shelter no offender, in any degree, from the effects
of impeachment and conviction. Would not the prospect of a total
indemnity for all the preliminary steps be a greater temptation
to undertake and persevere in an enterprise against the public
liberty, than the mere prospect of an exemption from death and
confiscation, if the final execution of the design, upon an actual
appeal to arms, should miscarry? Would this last expectation have
any influence at all, when the probability was computed, that
the person who was to afford that exemption might himself be involved
in the consequences of the measure, and might be incapacitated
by his agency in it from affording the desired impunity? The better
to judge of this matter, it will be necessary to recollect, that,
by the proposed Constitution, the offense of treason is limited
``to levying war upon the United States, and adhering to their
enemies, giving them aid and comfort''; and that by the laws of
New York it is confined within similar bounds. Fourthly. The President
can only adjourn the national legislature in the single case of
disagreement about the time of adjournment. The British monarch
may prorogue or even dissolve the Parliament. The governor of
New York may also prorogue the legislature of this State for a
limited time; a power which, in certain situations, may be employed
to very important purposes.
The President is to have power, with the advice and consent of
the Senate, to make treaties, provided two thirds of the senators
present concur. The king of Great Britain is the sole and absolute
representative of the nation in all foreign transactions. He can
of his own accord make treaties of peace, commerce, alliance,
and of every other description. It has been insinuated, that his
authority in this respect is not conclusive, and that his conventions
with foreign powers are subject to the revision, and stand in
need of the ratification, of Parliament. But I believe this doctrine
was never heard of, until it was broached upon the present occasion.
Every jurist2 of that kingdom, and every other man acquainted
with its Constitution, knows, as an established fact, that the
prerogative of making treaties exists in the crown in its utomst
plentitude; and that the compacts entered into by the royal authority
have the most complete legal validity and perfection, independent
of any other sanction. The Parliament, it is true, is sometimes
seen employing itself in altering the existing laws to conform
them to the stipulations in a new treaty; and this may have possibly
given birth to the imagination, that its co-operation was necessary
to the obligatory efficacy of the treaty. But this parliamentary
interposition proceeds from a different cause: from the necessity
of adjusting a most artificial and intricate system of revenue
and commercial laws, to the changes made in them by the operation
of the treaty; and of adapting new provisions and precautions
to the new state of things, to keep the machine from running into
disorder. In this respect, therefore, there is no comparison between
the intended power of the President and the actual power of the
British sovereign. The one can perform alone what the other can
do only with the concurrence of a branch of the legislature. It
must be admitted, that, in this instance, the power of the federal
Executive would exceed that of any State Executive. But this arises
naturally from the sovereign power which relates to treaties.
If the Confederacy were to be dissolved, it would become a question,
whether the Executives of the several States were not solely invested
with that delicate and important prerogative.
The President is also to be authorized to receive ambassadors
and other public ministers. This, though it has been a rich theme
of declamation, is more a matter of dignity than of authority.
It is a circumstance which will be without consequence in the
administration of the government; and it was far more convenient
that it should be arranged in this manner, than that there should
be a necessity of convening the legislature, or one of its branches,
upon every arrival of a foreign minister, though it were merely
to take the place of a departed predecessor.
The President is to nominate, and, WITH THE ADVICE AND CONSENT
OF THE SENATE, to appoint ambassadors and other public ministers,
judges of the Supreme Court, and in general all officers of the
United States established by law, and whose appointments are not
otherwise provided for by the Constitution. The king of Great
Britain is emphatically and truly styled the fountain of honor.
He not only appoints to all offices, but can create offices. He
can confer titles of nobility at pleasure; and has the disposal
of an immense number of church preferments. There is evidently
a great inferiority in the power of the President, in this particular,
to that of the British king; nor is it equal to that of the governor
of New York, if we are to interpret the meaning of the constitution
of the State by the practice which has obtained under it. The
power of appointment is with us lodged in a council, composed
of the governor and four members of the Senate, chosen by the
Assembly. The governor CLAIMS, and has frequently EXERCISED, the
right of nomination, and is ENTITLED to a casting vote in the
appointment. If he really has the right of nominating, his authority
is in this respect equal to that of the President, and exceeds
it in the article of the casting vote. In the national government,
if the Senate should be divided, no appointment could be made;
in the government of New York, if the council should be divided,
the governor can turn the scale, and confirm his own nomination.3
If we compare the publicity which must necessarily attend the
mode of appointment by the President and an entire branch of the
national legislature, with the privacy in the mode of appointment
by the governor of New York, closeted in a secret apartment with
at most four, and frequently with only two persons; and if we
at the same time consider how much more easy it must be to influence
the small number of which a council of appointment consists, than
the considerable number of which the national Senate would consist,
we cannot hesitate to pronounce that the power of the chief magistrate
of this State, in the disposition of offices, must, in practice,
be greatly superior to that of the Chief Magistrate of the Union.
Hence it appears that, except as to the concurrent authority of
the President in the article of treaties, it would be difficult
to determine whether that magistrate would, in the aggregate,
possess more or less power than the Governor of New York. And
it appears yet more unequivocally, that there is no pretense for
the parallel which has been attempted between him and the king
of Great Britain. But to render the contrast in this respect still
more striking, it may be of use to throw the principal circumstances
of dissimilitude into a closer group.
The President of the United States would be an officer elected
by the people for FOUR years; the king of Great Britain is a perpetual
and HEREDITARY prince. The one would be amenable to personal punishment
and disgrace; the person of the other is sacred and inviolable.
The one would have a QUALIFIED negative upon the acts of the legislative
body; the other has an ABSOLUTE negative. The one would have a
right to command the military and naval forces of the nation;
the other, in addition to this right, possesses that of DECLARING
war, and of RAISING and REGULATING fleets and armies by his own
authority. The one would have a concurrent power with a branch
of the legislature in the formation of treaties; the other is
the SOLE POSSESSOR of the power of making treaties. The one would
have a like concurrent authority in appointing to offices; the
other is the sole author of all appointments. The one can confer
no privileges whatever; the other can make denizens of aliens,
noblemen of commoners; can erect corporations with all the rights
incident to corporate bodies. The one can prescribe no rules concerning
the commerce or currency of the nation; the other is in several
respects the arbiter of commerce, and in this capacity can establish
markets and fairs, can regulate weights and measures, can lay
embargoes for a limited time, can coin money, can authorize or
prohibit the circulation of foreign coin. The one has no particle
of spiritual jurisdiction; the other is the supreme head and governor
of the national church! What answer shall we give to those who
would persuade us that things so unlike resemble each other? The
same that ought to be given to those who tell us that a government,
the whole power of which would be in the hands of the elective
and periodical servants of the people, is an aristocracy, a monarchy,
and a despotism.
PUBLIUS.
1 A writer in a Pennsylvania paper, under the signature
of TAMONY, has asserted that the king of Great Britain oweshis
prerogative as commander-in-chief to an annual mutiny bill. The
truth is, on the contrary, that his prerogative, in this respect,
is immenmorial, and was only disputed, ``contrary to all reason
and precedent,'' as Blackstone vol. i., page 262, expresses it,
by the Long Parliament of Charles I. but by the statute the 13th
of Charles II., chap. 6, it was declared to be in the king alone,
for that the sole supreme government and command of the militia
within his Majesty's realms and dominions, and of all forces by
sea and land, and of all forts and places of strength, EVER WAS
AND IS the undoubted right of his Majesty and his royal predecessors,
kings and queens of England, and that both or either house of
Parliament cannot nor ought to pretend to the same.
2 Vide Blackstone's "Commentaries," vol i., p. 257.
3 Candor, however, demands an acknowledgment that I do
not think the claim of the governor to a right of nomination well
founded. Yet it is always justifiable to reason from the practice
of a government, till its propriety has been constitutionally
questioned. And independent of this claim, when we take into view
the other considerations, and pursue them through all their consequences,
we shall be inclined to draw much the same conclusion.
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Updated: 14 July 2002
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